-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A20cP3CzxnyL6bqJKOawfhclYo/CWga+/fa7v6NR3u1EoNtIe5aYdUIeqBHwEIWf RC/D1SqTSguc7KKHj0+wzw== 0000928749-98-000009.txt : 19980121 0000928749-98-000009.hdr.sgml : 19980121 ACCESSION NUMBER: 0000928749-98-000009 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980120 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENN ENGINEERING & MANUFACTURING CORP CENTRAL INDEX KEY: 0000077106 STANDARD INDUSTRIAL CLASSIFICATION: BOLTS, NUTS, SCREWS, RIVETS & WASHERS [3452] IRS NUMBER: 230951065 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-11806 FILM NUMBER: 98509034 BUSINESS ADDRESS: STREET 1: PO BOX 1000 CITY: DANBORO STATE: PA ZIP: 18916 BUSINESS PHONE: 2157668853 MAIL ADDRESS: STREET 1: P O BOX 1000 CITY: DANBORO STATE: PA ZIP: 18916 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KALMAR INVESTMENTS INC /DE/ CENTRAL INDEX KEY: 0000928749 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 510261641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3701 KENNETT PIKE CITY: GREENVILLE STATE: DE ZIP: 19807 BUSINESS PHONE: 3026587575 MAIL ADDRESS: STREET 1: 3701 KENNETT PIKE CITY: GREENVILLE STATE: DE ZIP: 19807 FORMER COMPANY: FORMER CONFORMED NAME: KALMAR INVESTMENTS INC /DE/ DATE OF NAME CHANGE: 19970520 SC 13G 1 United States Securities and Exchange Commission Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __________) Penn Engineering and Manufacturing Corp. Name of Issuer: ___________________________________________________________________ Common Stock Title of Class of Securities: __________________________________________________________ CUSIP Number:_________707389300______________________ (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less or such class.) (See Rule 13d-7). 1. Name of Reporting Person S.S. or I.R.S. Identification No. of above person Kalmar Investments Inc. 51-0261641 2. Check the appropriate line if a member of a group. (a) __________ (b)__________ 3. SEC USE ONLY 4. Citizenship or place of Organization: Barley Mill House 3701 Kennett Pike Greenville, DE 19807 Number of 5. Sole Voting Power _______-0-_____________ Shares Beneficially 6. Shared Voting Power ______ -0-_____________ Owned by each Reporting person 7. Sole Dispositive Power ______370,635___________ with 8. Shared Dispositive Power __________-0-______ 9. Aggregate amount beneficially owned by each reporting person: 370,635 10. Check line ___________if the aggregate amount in Row (9) excludes certain shares* 11. Percent of Class represented by amount in Row 9: 5.35% 12. Type of Reporting Person: IA Item 1. (a) Name of Issuer: Penn Engineering and Manufacturing Corp. (b) Address of Issuer's Principal Executive Offices: P.O. Box 1000 Danboro PA 18916 Item 2. (a) Name of Person Filing: Kalmar Investments Inc. (b) Address of Principal Business Office: 3701 Kennett Pike Greenville, DE 19807 (c) Citizenship: USA (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 707389300 Item 3. If this statement if filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is: (a) ____ Broker or Dealer registered under Section 15 of the Act (b) ___ _Bank as defined in section 3(a)(6) of the Act (c)____ Insurance Company as defined in section 3(a)(19) of the Act (d)____ Investment Company registered under section 8 of the Investment Company Act (e)__X__ Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f)_____Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund (g)Parent Holding company,in accordance with 240.13d-1(b)(ii)(G)Note: See Item 7 (h)Group, in accordance with 240.13d-1(b)(1)(ii)(H) Item 4. Ownership If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned: 370,635 (b) Percent of Class: 5.35% (c) number of shares as to which such person has: (i) sole power to vote or to direct the vote ______ (ii) shared power to vote or to direct the vote ______ (iii) sole power to dispose or to direct the disposition of 370,635 (iv) shared power to dispose or to direct the disposition of ______ Item 10. Certification The following certification shall be included if the statement if filed pursuant to Rule 13d-1(b): I certify below that, to be best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. -----END PRIVACY-ENHANCED MESSAGE-----